Betsy is a go-to resource for broker-dealer services, securities law, and regulatory compliance. She has substantial experience advising clients who operate in heavily regulated environments, including her past role as general counsel for a brokerage and clearing firm. Betsy understands the impact of federal and state securities laws on investors and funds, and works with each client to develop a proactive approach to meeting its needs and goals. She helps design financing structures, advises on corporate governance, drafts corporate policies and procedures, and drafts investment documents.